Compliance
Audit-ready, continuously - not at the deadline.
Asset Class screens and monitors every investor, creating a full defensible audit trail assembled as you work - with every adjudication staying with your compliance officer, and regulated data handled to the specific regulatory standards that exist around the world.
Screening, filings and evidence - handled, then passed you for sign-off.
Continuous, evidence-heavy work done for you, with the decision always staying with your compliance officer.
BY THE NUMBERS
Continuous monitoring, not periodic panic.
7
open exceptions, −11 QoQ · 1.2-day avg clearance
96%
KYC complete · 100% sanctions and PEP clear
100%
audit coverage — examiner-exportable
Screening
Onboard once, monitored forever.
Screening runs automatically on every new investor and every inbound wire — sanctions, PEP and adverse media - and re-screens on schedule. Hits surface as exceptions with the supporting detail. Your officer adjudicates.
Initial KYC/AML plus ongoing monitoring
Sanctions/PEP re-screening scheduled
Source-of-funds and UBO reporting
Exceptions & filings
The remediation, drafted.
Documents nearing expiry trigger drafted renewal requests with a secure upload link, making it easy to manage your compliance responsibilities while also enabling your clients to meet their obligations with minimum fuss or effort.
Exception queue by type with drafted chase tasks
Document expiry monitoring
Auto-scanning and ingestion of uploaded documents
Audit & inspection readiness
Readiness as a by-product.
Every action on every record is captured as it happens - who, when, from what source - so an inspection or audit is an export, not a reconstruction project.
100% event coverage
User, timestamp and source on every action
Easy examiner export & reporting
“Asset Class gives us a more efficient way to manage investor onboarding, reporting, and ongoing communications while maintaining the level of discipline and transparency our investors expect.”
José Benedicto
Founder, Shard Credit Partners
